5 Days Middle Office Operations Training

Service Description

A full consideration of financial markets' Middle-Office operations involves a comprehensive examination of all areas and scope of responsibilities within the Middle Office of financial institutions. The Middle Office plays a crucial role in bridging the gap between the Front Office and Back Office, managing risk, ensuring compliance, and optimising portfolio performance. Here's a detailed overview of Middle-Office operations: Day 1: Introduction to Middle-Office Operations Understanding Middle-Office Functions: • Definition and Role of Middle Office • Importance of Middle Office in Financial Institutions • Interactions with Front and Back Office • Key Responsibilities and Objectives Regulatory Compliance and Reporting: • Regulatory Framework and Requirements • Role of Middle Office in Regulatory Compliance • Reporting Standards (e.g., Basel III, MiFID II) Day 2: Portfolio Management and Valuation Portfolio Management: • Portfolio Construction and Optimization • Asset Allocation Strategies • Performance Measurement and Attribution Valuation and Pricing: • Role of Middle Office in Pricing and Valuation • Fair Value Measurement • Handling Complex and Illiquid Assets Day 3: Risk Management and Control Risk Management: • Market Risk, Credit Risk, and Operational Risk • Risk Assessment and Mitigation in the Middle Office • Stress Testing and Scenario Analysis Finance and Accounting: • Accounting Principles and Standards (IFRS, GAAP) • Middle Office's Role in Finance and Accounting • Financial Reporting and Analysis Day 4: Processes Tracking and Reconciliations Process Tracking: • Trade Lifecycle Management • Trade Booking and Confirmation • Transaction Processing and Settlement Reconciliations and Error Resolution: • Position and Transaction Reconciliation • Cash Reconciliation • Exception Handling and Error Resolution Day 5: Technology and Taxation Morning Session: Middle-Office Technology • Middle-Office Systems and Software • Automation and Workflow Optimization • Data Management and Reporting Tools Taxation and Compliance: • Taxation in Financial Markets • Tax Reporting and Withholding • Tax Efficiency Strategies Final Assessment and Certification • Review and Assessment of Key Concepts • Q&A and Open Discussion • Certification of Completion An in-depth exploration of Middle-Office operations in financial markets, covering all the key areas, processes, and responsibilities. Participants gain an understanding of Middle-Office functions.